Industry Profile
Financial Services

When a company raises money, either an initial public offering or follow-up offering, the offering may include DRs. The inclusion of DRs may broaden the shareholder base of the company.

After the offering, BNY Mellon collects fees from DR holders pursuant to the terms and conditions of the DRs and the deposit agreement under which they are issued. From time to time,
BNY Mellon may make payments to the issuer to reimburse and / or share revenue from the fees collected from DR holders, or waive fees and expenses to the issuer for services provided, generally relating to costs and expenses arising out of establishment and maintenance of the DR program. BNY Mellon may also transact with affiliated brokers and dealers.

The DR Capital Raising Directory contains data for all related events since January 1, 2000.

Click any DR Issue, Country or Industry name below to view a comprehensive profile page.
Displaying 1 - 45 of 45

DR Issue Symbol CUSIP Ratio DR:Ord DR Exch DR Price Date DR Price(USD) US / Non-US / Total DRs Placed US / Non-US / Total DR Capital Raised (USD) Pvtzn. Dep. Bank Industry Country Region
Acquity Group
AQ
00489C103
1:2 NYSE Amex
Apr 27, 2012 6.00 5,555,556
0
5,555,556
33,333,336
0
33,333,336
N JPMC Financial Services China North Asia
Almacenes Exito
--
020279105
1:1 --
Jul 23, 2007 7.84 50,000,000
0
50,000,000
392,050,000
0
392,050,000
N JPMC Financial Services Colombia Latin America
Cathay Financial - 144A
Cathay Financial - Reg. S
--
CFHS LX
14915V106
14915V205
1:10 --
Luxembourg Stock Exchange -Euro MTF
Jul 29, 2003 11.63 3,602,300
41,247,700
44,850,000
41,894,749
479,710,751
521,605,500
N BK Financial Services Taiwan North Asia
Cathay Financial - Reg. S
CFHS LX
14915V304
1:10 Luxembourg Stock Exchange -Euro MTF
Nov 09, 2004 19.40 0
25,491,140
25,491,140
0
494,528,116
494,528,116
N BK Financial Services Taiwan North Asia
CSU Cardsystem - 144A
CSU Cardsystem - Reg. S
--
--
126403104
126403203
1:3 --
--
Apr 27, 2006 25.55 2,768,469
1,688,639
4,457,108
70,734,383
43,144,726
113,879,109
N BK Financial Services Brazil Latin America
Daishin Securities
DSS
234048205
2:1 London Stock Exchange
Nov 02, 2007 6.45 0
20,000,000
20,000,000
0
129,000,000
129,000,000
N CIT Financial Services Korea North Asia
E.Sun Financial - 144A
--
26915N108
1:25 --
Sep 27, 2004 14.50 6,800,000
0
6,800,000
98,600,000
0
98,600,000
N CIT Financial Services Taiwan North Asia
EFG Hermes - Reg. S
EFGD
268425501
1:2 London Stock Exchange
Mar 10, 2006 .00 0
1
1
0
0
0
N BK Financial Services Egypt Middle East/N. Africa/the Gulf
Europejski Fundusz Leasingowy - 144A
--
298793100
2:1 --
Feb 01, 2000 17.76 2,918,000
0
2,918,000
51,823,680
0
51,823,680
N DB Financial Services Poland Central & Eastern Europe
Far Eastern International Bank - 144A
Far Eastern International Bank - Reg. S
--
--
30733T107
30733T206
1:20 --
Luxembourg Stock Exchange
Jan 28, 2014 7.40 18,241,100
8,900
18,250,000
134,984,140
65,860
135,050,000
N CIT Financial Services Taiwan North Asia
First Financial - Reg. S
--
32021V208
1:20 --
Jul 28, 2003 10.30 0
48,837,080
48,837,080
0
503,021,924
503,021,924
N CIT Financial Services Taiwan North Asia
Fubon Financial - 144A Lux
Fubon Financial - Reg. S Lux
--
--
359515301
359515400
1:10 --
Luxembourg Stock Exchange
Jul 09, 2013 12.17 5,556,262
64,287,617
69,843,879
67,619,709
782,380,299
850,000,007
N BK Financial Services Taiwan North Asia
Gemmia Oiltech (India) - Reg. S
--
751304106
1:90 --
Jan 20, 2012 20.00 0
3,750,000
3,750,000
0
75,000,000
75,000,000
N BK Financial Services India South Asia
Global Investment House - Reg. S
GVITY
37948V108
37948V207
1:5 London Stock Exchange
London Stock Exchange
May 21, 2008 18.75 4,918,300
56,415,034
61,333,334
92,218,125
1,057,781,888
1,150,000,012
N BK Financial Services Kuwait Middle East/N. Africa/the Gulf
Grupo Aval Acciones y Valores S.A.
AVAL
40053W101
1:20 New York Stock Exchange
Sep 22, 2014 13.50 81,481,500
0
81,481,500
1,100,000,250
0
1,100,000,250
N JPMC Financial Services Colombia Latin America
DR Issue Symbol CUSIP Ratio DR:Ord DR Exch DR Price Date DR Price(USD) US / Non-US / Total DRs Placed US / Non-US / Total DR Capital Raised (USD) Pvtzn. Dep. Bank Industry Country Region
Grupo Financiero BBVA Bancomer - 144A
Grupo Financiero BBVA Bancomer
--
GFBVY
40051M105
40051M303
1:20 --
--
Jun 19, 2002 16.70 7,500
765,000
772,500
125,250
12,775,500
12,900,750
N BK Financial Services México Latin America
GS Capital Funding (UK) II - 144A
--
36298VAC0
1:1 --
Nov 21, 2006 100,000,000.00 29
0
29
2,900,000,000
0
2,900,000,000
N BK Financial Services United Kingdom United Kingdom & Ireland
GS Capital Funding (UK) II - 144A
--
36298VAB2
1:1 --
Aug 24, 2006 100,000,000.00 10
0
10
1,000,000,000
0
1,000,000,000
N BK Financial Services United Kingdom United Kingdom & Ireland
IFM Investments
CTC
45172L100
1:45 New York Stock Exchange
Feb 02, 2010 7.00 12,487,500
0
12,487,500
87,412,500
0
87,412,500
N JPMC Financial Services China North Asia
IL&FS Investsmart - 144A
IL&FS Investsmart - Reg. S
--
--
45172R107
45172R206
1:1 --
--
Dec 15, 2005 4.28 7,047,000
16,074,000
23,121,000
30,161,160
68,796,720
98,957,880
N BK Financial Services India South Asia
Indiabulls Financial Services - Reg. S
--
45409R102
1:1 Luxembourg Stock Exchange
May 10, 2007 13.06 0
22,970,903
22,970,903
0
299,999,993
299,999,993
N DB Financial Services India South Asia
Indiabulls Financial Services - Reg. S
--
45409R102
1:1 Luxembourg Stock Exchange
Aug 04, 2005 5.42 0
24,000,000
24,000,000
0
130,080,000
130,080,000
N DB Financial Services India South Asia
Indiabulls Financial Services - Reg. S
--
45409R102
1:1 Luxembourg Stock Exchange
Mar 03, 2005 2.45 0
24,489,000
24,489,000
0
59,998,050
59,998,050
N DB Financial Services India South Asia
Industrial Investment Trust - Reg. S
--
451737100
1:2 --
Jun 18, 2012 12.25 0
4,888,775
4,888,775
0
59,887,494
59,887,494
N BK Financial Services India South Asia
Investcorp Bank - Reg. S
IVC
46129B203
100:1 London Stock Exchange
Dec 08, 2006 29.00 0
16,500,000
16,500,000
0
478,500,000
478,500,000
N DB Financial Services Bahrain Middle East/N. Africa/the Gulf
Joint Stock Company Open Investments - Reg. S
--
670817204
8:1 --
Sep 27, 2006 22.59 0
4,485,408
4,485,408
0
101,325,367
101,325,367
N BK Financial Services Russia Central & Eastern Europe
KBS India - Reg. S
MLTF LX
48667X100
1:2 Luxembourg Stock Exchange -Euro MTF
May 19, 2010 1.95 0
1,250,000
1,250,000
0
2,437,500
2,437,500
N BK Financial Services India South Asia
KGI Securities - Reg. S
--
48247C204
1:20 Luxembourg Stock Exchange
Aug 06, 2009 8.54 0
33,500,000
33,500,000
0
286,090,000
286,090,000
N JPMC Financial Services Taiwan North Asia
LIC Housing Finance - 144A
LIC Housing Finance - Reg. S
--
--
50186U104
50186U203
1:2 --
--
Sep 07, 2004 5.97 183,800
4,816,200
5,000,000
1,097,286
28,752,714
29,850,000
Y BK Financial Services India South Asia
Macquarie Korea Infrastructure Fund - Reg. S
MKIF
556082204
1:1 London Stock Exchange
Mar 14, 2006 7.19 0
115,213,159
115,213,159
0
828,624,561
828,624,561
N CIT Financial Services Korea North Asia
DR Issue Symbol CUSIP Ratio DR:Ord DR Exch DR Price Date DR Price(USD) US / Non-US / Total DRs Placed US / Non-US / Total DR Capital Raised (USD) Pvtzn. Dep. Bank Industry Country Region
Mascon Global - Reg. S
--
574644100
1:4 Luxembourg Stock Exchange
Nov 03, 2003 .88 0
6,826,300
6,826,300
0
6,007,144
6,007,144
N DB Financial Services India South Asia
Mascon Global - Reg. S
--
574644100
1:4 Luxembourg Stock Exchange
Jul 30, 2002 4.00 0
2,500,000
2,500,000
0
10,000,000
10,000,000
N DB Financial Services India South Asia
NIS Group
NISGY
654765205
2:1 OTC
Aug 02, 2002 12.39 106,250
0
106,250
1,316,438
0
1,316,438
N BK Financial Services Japan North Asia
Noah Holdings
NOAH
65487X102
2:1 New York Stock Exchange
Nov 09, 2010 12.00 9,660,000
0
9,660,000
115,920,000
0
115,920,000
N CIT Financial Services China North Asia
Orix
IX
686330101
2:1 New York Stock Exchange
Jul 17, 2009 26.20 337,740
0
337,740
8,848,788
0
8,848,788
N CIT Financial Services Japan North Asia
QIWI
QIWI
74735M108
1:1 NASDAQ Stock Market
Jun 20, 2014 40.00 9,169,330
0
9,169,330
366,773,200
0
366,773,200
N BK Financial Services Russia Central & Eastern Europe
QIWI
QIWI
74735M108
1:1 NASDAQ Stock Market
Oct 04, 2013 30.50 9,427,546
0
9,427,546
287,540,153
0
287,540,153
N BK Financial Services Russia Central & Eastern Europe
QIWI
QIWI
74735M108
1:1 NASDAQ Stock Market
May 08, 2013 17.00 12,500,000
0
12,500,000
212,500,000
0
212,500,000
N BK Financial Services Russia Central & Eastern Europe
RHJ International - 144A
--
749561205
1:1 --
Mar 23, 2005 25.00 42,082,994
0
42,082,994
1,051,992,788
0
1,051,992,788
N BK Financial Services Belgium Continental Europe
S.E. Investments - Reg. S
SEIN LX
78413C100
5:1 Luxembourg Stock Exchange -Euro MTF
Mar 10, 2010 15.86 0
2,450,000
2,450,000
0
38,857,000
38,857,000
N BK Financial Services India South Asia
Santander Mexico
BSMX
40053C105
1:5 New York Stock Exchange
Oct 01, 2012 12.18 273,913,200
0
273,913,200
3,336,262,776
0
3,336,262,776
N JPMC Financial Services México Latin America
SBI - HDR
6488
78391Q204
10:1 The Stock Exchange of Hong Kong
Apr 14, 2011 10.35 0
20,000,000
20,000,000
0
207,000,000
207,000,000
N JPMC Financial Services Japan North Asia
Schroder Ventures - Reg. S
--
80809M106
1:1 --
Dec 01, 2000 7.00 0
2,233,250
2,233,250
0
15,632,750
15,632,750
N BK Financial Services United Kingdom United Kingdom & Ireland
TCS Group Holding - Reg. S
TCS
87238U203
1:1 London Stock Exchange
Oct 22, 2013 17.50 0
62,111,802
62,111,802
0
1,086,956,535
1,086,956,535
N JPMC Financial Services Cyprus Continental Europe
TPI - Triunfo Participacoes e Investimentos - 144A
--
87262A107
1:1 --
Jul 19, 2007 5.13 1,750,000
0
1,750,000
8,977,500
0
8,977,500
N BK Financial Services Brazil Latin America

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