BNY Mellon Depositary Receipts - Industry Profile -DR Capital Raising Directory

Industry Profile

Financial Services

Profile

Capital Raising

Terminated DR Guide

Special Notices and Events

When a company raises money, either an initial public offering or follow-up offering, the offering may include DRs. The inclusion of DRs may broaden the shareholder base of the company.

After the offering, BNY Mellon collects fees from DR holders pursuant to the terms and conditions of the DRs and the deposit agreement under which they are issued. From time to time,
BNY Mellon may make payments to the issuer to reimburse and / or share revenue from the fees collected from DR holders, or waive fees and expenses to the issuer for services provided, generally relating to costs and expenses arising out of establishment and maintenance of the DR program. BNY Mellon may also transact with affiliated brokers and dealers.

The DR Capital Raising Directory contains data for all related events since January 1, 2000.

Click any DR Issue, Country or Industry name below to view a comprehensive profile page.
Displaying 1 - 40 of 40

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DR Issue	Symbol	CUSIP	Ratio DR:Ord	DR Exch	DR Price Date	DR Price(USD)	US / Non-US / Total DRs Placed	US / Non-US / Total DR Capital Raised (USD)	Pvtzn.	Dep. Bank	Industry	Country	Region
Acquity Group	AQ	00489C103	1:2	NYSE Amex	Apr 27, 2012	6.00	5,555,556 0 5,555,556	33,333,336 0 33,333,336	N	JPMC	Financial Services	China	North Asia
Almacenes Exito	--	020279105	1:1	--	Jul 23, 2007	7.84	50,000,000 0 50,000,000	392,050,000 0 392,050,000	N	JPMC	Financial Services	Colombia	Latin America
Cathay Financial - 144A Cathay Financial - Reg. S	-- CFHS LX	14915V106 14915V205	1:10	-- Luxembourg Stock Exchange -Euro MTF	Jul 29, 2003	11.63	3,602,300 41,247,700 44,850,000	41,894,749 479,710,751 521,605,500	N	BK	Financial Services	Taiwan	North Asia
Cathay Financial - Reg. S	CFHS LX	14915V304	1:10	Luxembourg Stock Exchange -Euro MTF	Nov 09, 2004	19.40	0 25,491,140 25,491,140	0 494,528,116 494,528,116	N	BK	Financial Services	Taiwan	North Asia
CSU Cardsystem - 144A CSU Cardsystem - Reg. S	-- --	126403104 126403203	1:3	-- --	Apr 27, 2006	25.55	2,768,469 1,688,639 4,457,108	70,734,383 43,144,726 113,879,109	N	BK	Financial Services	Brazil	Latin America
Daishin Securities	DSS	234048205	2:1	London Stock Exchange	Nov 02, 2007	6.45	0 20,000,000 20,000,000	0 129,000,000 129,000,000	N	CIT	Financial Services	Korea	North Asia
E.Sun Financial - 144A	--	26915N108	1:25	--	Sep 27, 2004	14.50	6,800,000 0 6,800,000	98,600,000 0 98,600,000	N	CIT	Financial Services	Taiwan	North Asia
EFG Hermes - Reg. S	EFGD	268425501	1:2	London Stock Exchange	Mar 10, 2006	.00	0 1 1	0 0 0	N	BK	Financial Services	Egypt	Middle East/N. Africa/the Gulf
Europejski Fundusz Leasingowy - 144A	--	298793100	2:1	--	Feb 01, 2000	17.76	2,918,000 0 2,918,000	51,823,680 0 51,823,680	N	DB	Financial Services	Poland	Central & Eastern Europe
First Financial - Reg. S	--	32021V208	1:20	--	Jul 28, 2003	10.30	0 48,837,080 48,837,080	0 503,021,924 503,021,924	N	CIT	Financial Services	Taiwan	North Asia
Fubon Financial - 144A	--	359515103	1:10	--	Nov 24, 2004	9.99	52,000,000 0 52,000,000	519,480,000 0 519,480,000	N	BK	Financial Services	Taiwan	North Asia
Global Investment House - Reg. S	GLOB	37948V108 37948V207	1:5	London Stock Exchange London Stock Exchange	May 21, 2008	18.75	4,918,300 56,415,034 61,333,334	92,218,125 1,057,781,888 1,150,000,012	N	BK	Financial Services	Kuwait	Middle East/N. Africa/the Gulf
Grupo Financiero BBVA Bancomer - 144A Grupo Financiero BBVA Bancomer	-- GFBVY	40051M105 40051M303	1:20	-- --	Jun 19, 2002	16.70	7,500 765,000 772,500	125,250 12,775,500 12,900,750	N	BK	Financial Services	México	Latin America
GS Capital Funding (UK) II - 144A	--	36298VAC0	1:1	--	Nov 21, 2006	100,000,000.00	29 0 29	2,900,000,000 0 2,900,000,000	N	BK	Financial Services	United Kingdom	United Kingdom & Ireland
GS Capital Funding (UK) II - 144A	--	36298VAB2	1:1	--	Aug 24, 2006	100,000,000.00	10 0 10	1,000,000,000 0 1,000,000,000	N	BK	Financial Services	United Kingdom	United Kingdom & Ireland
DR Issue	Symbol	CUSIP	Ratio DR:Ord	DR Exch	DR Price Date	DR Price(USD)	US / Non-US / Total DRs Placed	US / Non-US / Total DR Capital Raised (USD)	Pvtzn.	Dep. Bank	Industry	Country	Region
IFM Investments	CTC	45172L100	1:45	New York Stock Exchange	Feb 02, 2010	7.00	12,487,500 0 12,487,500	87,412,500 0 87,412,500	N	JPMC	Financial Services	China	North Asia
IL&FS Investsmart - 144A IL&FS Investsmart - Reg. S	-- --	45172R107 45172R206	1:1	-- --	Dec 15, 2005	4.28	7,047,000 16,074,000 23,121,000	30,161,160 68,796,720 98,957,880	N	BK	Financial Services	India	South Asia
Indiabulls Financial Services - Reg. S	--	45409R102	1:1	Luxembourg Stock Exchange	May 10, 2007	13.06	0 22,970,903 22,970,903	0 299,999,993 299,999,993	N	DB	Financial Services	India	South Asia
Indiabulls Financial Services - Reg. S	--	45409R102	1:1	Luxembourg Stock Exchange	Aug 04, 2005	5.42	0 24,000,000 24,000,000	0 130,080,000 130,080,000	N	DB	Financial Services	India	South Asia
Indiabulls Financial Services - Reg. S	--	45409R102	1:1	Luxembourg Stock Exchange	Mar 03, 2005	2.45	0 24,489,000 24,489,000	0 59,998,050 59,998,050	N	DB	Financial Services	India	South Asia
Industrial Investment Trust - Reg. S	--	451737100	1:2	--	Jun 18, 2012	12.25	0 4,888,775 4,888,775	0 59,887,494 59,887,494	N	BK	Financial Services	India	South Asia
Investcorp Bank - Reg. S	IVC	46129B203	100:1	London Stock Exchange	Dec 08, 2006	29.00	0 16,500,000 16,500,000	0 478,500,000 478,500,000	N	DB	Financial Services	Bahrain	Middle East/N. Africa/the Gulf
Joint Stock Company Open Investments - Reg. S	--	670817204	8:1	--	Sep 27, 2006	22.59	0 4,485,408 4,485,408	0 101,325,367 101,325,367	N	BK	Financial Services	Russia	Central & Eastern Europe
KBS India - Reg. S	MLTF LX	48667X100	1:2	Luxembourg Stock Exchange -Euro MTF	May 19, 2010	1.95	0 1,250,000 1,250,000	0 2,437,500 2,437,500	N	BK	Financial Services	India	South Asia
KGI Securities - Reg. S	--	48247C204	1:20	Luxembourg Stock Exchange	Aug 06, 2009	8.54	0 33,500,000 33,500,000	0 286,090,000 286,090,000	N	JPMC	Financial Services	Taiwan	North Asia
LIC Housing Finance - 144A LIC Housing Finance - Reg. S	-- --	50186U104 50186U203	1:2	-- --	Sep 07, 2004	5.97	183,800 4,816,200 5,000,000	1,097,286 28,752,714 29,850,000	Y	BK	Financial Services	India	South Asia
Macquarie Korea Infrastructure Fund - Reg. S	MKIF	556082204	1:1	London Stock Exchange	Mar 14, 2006	7.19	0 115,213,159 115,213,159	0 828,624,561 828,624,561	N	CIT	Financial Services	Korea	North Asia
Mascon Global - Reg. S	--	574644100	1:4	Luxembourg Stock Exchange	Nov 03, 2003	.88	0 6,826,300 6,826,300	0 6,007,144 6,007,144	N	DB	Financial Services	India	South Asia
Mascon Global - Reg. S	--	574644100	1:4	Luxembourg Stock Exchange	Jul 30, 2002	4.00	0 2,500,000 2,500,000	0 10,000,000 10,000,000	N	DB	Financial Services	India	South Asia
NIS Group	NISGY	654765205	2:1	OTC	Aug 02, 2002	12.39	106,250 0 106,250	1,316,438 0 1,316,438	N	BK	Financial Services	Japan	North Asia
DR Issue	Symbol	CUSIP	Ratio DR:Ord	DR Exch	DR Price Date	DR Price(USD)	US / Non-US / Total DRs Placed	US / Non-US / Total DR Capital Raised (USD)	Pvtzn.	Dep. Bank	Industry	Country	Region
Noah Holdings	NOAH	65487X102	2:1	New York Stock Exchange	Nov 09, 2010	12.00	9,660,000 0 9,660,000	115,920,000 0 115,920,000	N	CIT	Financial Services	China	North Asia
Orix	IX	686330101	2:1	New York Stock Exchange	Jul 17, 2009	26.20	337,740 0 337,740	8,848,788 0 8,848,788	N	CIT	Financial Services	Japan	North Asia
QIWI	QIWI	74735M108	1:1	NASDAQ Stock Market	May 08, 2013	17.00	12,500,000 0 12,500,000	212,500,000 0 212,500,000	N	BK	Financial Services	Russia	Central & Eastern Europe
Ram Kaashyap Investment - Reg. S	--	751304106	1:90	--	Jan 20, 2012	20.00	0 3,750,000 3,750,000	0 75,000,000 75,000,000	N	BK	Financial Services	India	South Asia
RHJ International - 144A	--	749561205	1:1	--	Mar 23, 2005	25.00	42,082,994 0 42,082,994	1,051,992,788 0 1,051,992,788	N	BK	Financial Services	Belgium	Continental Europe
S.E. Investments - Reg. S	SEIN LX	78413C100	5:1	Luxembourg Stock Exchange -Euro MTF	Mar 10, 2010	15.86	0 2,450,000 2,450,000	0 38,857,000 38,857,000	N	BK	Financial Services	India	South Asia
Santander Mexico	BSMX	40053C105	1:5	New York Stock Exchange	Oct 01, 2012	12.18	273,913,200 0 273,913,200	3,336,262,776 0 3,336,262,776	N	JPMC	Financial Services	México	Latin America
SBI - HDR	6488	78391Q204	10:1	The Stock Exchange of Hong Kong	Apr 14, 2011	10.35	0 20,000,000 20,000,000	0 207,000,000 207,000,000	N	JPMC	Financial Services	Japan	North Asia
Schroder Ventures - Reg. S	--	80809M106	1:1	--	Dec 01, 2000	7.00	0 2,233,250 2,233,250	0 15,632,750 15,632,750	N	BK	Financial Services	United Kingdom	United Kingdom & Ireland
Triunfo Participacoes e Investimentos - 144A	--	87262A107	1:1	--	Jul 19, 2007	5.13	1,750,000 0 1,750,000	8,977,500 0 8,977,500	N	BK	Financial Services	Brazil	Latin America

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