Complete this form to initiate or resume quotations in the OTC Bulletin Board® Service, the National Quotation Bureau (NQB) "Pink Sheets®", or any other comparable quotation medium. By completing this form, your firm is representing that it has satisfied all applicable requirements of Securities and Exchange Commission (SEC) Rule 15c2-11 and the filing and information requirements of NASD Rule 6740. It is not necessary to file this application if a member qualifies for the piggyback or another exception provided by paragraphs (f)(1)-(5) of Rule 15c2-11.
File this form with the NASD Regulation, Inc. at least three business days before initiating or resuming the quotation of any OTC (non-Nasdaq) equity security in any quotation medium.
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